Ko Ming Chan
陳高鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ko Ming Chan (陳高鳴), CE reference ABC737. Currently licensed at 2 firm(s): OCBC Securities Brokerage (Hong Kong) Limited, OCBC Futures Investment (Hong Kong) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-08 | present |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | present |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-08-08 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-22 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-20 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-22 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-20 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-22 |