Young Kun Kim
金永根
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Young Kun Kim (金永根), CE reference ADH570. Currently licensed at 1 firm(s): Olympus Partners Asia Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Olympus Partners Asia Limited | RO | Type 1 — Dealing in securities | 2023-07-12 | present |
| Olympus Partners Asia Limited | RO | Type 4 — Advising on securities | 2023-07-12 | present |
| Olympus Partners Asia Limited | RO | Type 9 — Asset management | 2023-07-12 | present |
| Olympus Partners Asia Limited | Rep | Type 1 — Dealing in securities | 2021-12-17 | 2023-07-12 |
| Olympus Partners Asia Limited | Rep | Type 9 — Asset management | 2021-12-17 | 2023-07-12 |
| Olympus Partners Asia Limited | Rep | Type 4 — Advising on securities | 2021-11-29 | 2023-07-12 |
| CAIDAO Capital Limited | RO | Type 4 — Advising on securities | 2021-03-03 | 2021-05-31 |
| CAIDAO Capital Limited | RO | Type 9 — Asset management | 2021-03-03 | 2021-05-31 |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2019-06-24 | 2020-09-30 |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2019-05-21 | 2020-09-30 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2019-05-21 | 2020-09-30 |
| Shinhan Securities Asia Limited |
RO | Type 1 — Dealing in securities | 2018-08-30 | 2019-03-31 |
| Shinhan Securities Asia Limited |
RO | Type 4 — Advising on securities | 2018-08-30 | 2019-03-31 |
| Shinhan Securities Asia Limited |
Rep | Type 1 — Dealing in securities | 2018-05-30 | 2018-08-30 |
| Shinhan Securities Asia Limited |
Rep | Type 4 — Advising on securities | 2018-05-30 | 2018-08-30 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-06 | 2018-03-31 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-10-06 | 2018-03-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-10-16 | 2011-07-07 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-10-16 | 2011-07-07 |