Chun Ming Ho
何俊明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Ming Ho (何俊明), CE reference ACH286. Currently licensed at 1 firm(s): OCBC Securities Brokerage (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-28 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-28 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-28 |