Mingdong Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingdong Xu (徐銘東), a licensed Representative with CE reference AXL999. Currently licensed at 1 firm(s): Novel Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-08 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-08 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-10-08 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-05-26 | 2017-02-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-05-26 | 2017-02-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-05-26 | 2017-02-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-05-26 | 2017-02-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-05-26 | 2017-02-06 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-05-26 | 2017-02-06 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-21 | 2013-07-09 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-21 | 2013-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mingdong Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.