Siu Po Lau
劉少寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Po Lau (劉少寶), CE reference BSS927. Currently licensed at 1 firm(s): Novel Wealth Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-13 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-20 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-20 | present |