Marshal Sze Yuen Wong
黃思遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marshal Sze Yuen Wong (黃思遠), CE reference AUK435. Currently licensed at 1 firm(s): Oakwise Capital Management Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-13 | present |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-13 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-16 | 2020-04-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-16 | 2020-04-16 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-03 | 2020-04-05 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-09-03 | 2020-04-05 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-11 | 2014-08-01 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-27 | 2011-04-29 |