Sin Wai Chung
鍾蒨蔚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Wai Chung (鍾蒨蔚), a licensed former licensee with CE reference BEN580. This person has 11.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2019-04-12 | 2026-06-05 |
| Nuveen Hong Kong Limited | Rep | Type 4 - Advising on securities | 2019-04-12 | 2026-06-05 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-05 | 2019-03-27 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-05 | 2019-03-27 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-24 | 2016-11-24 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2014-11-24 | 2016-11-24 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2014-11-24 | 2016-11-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sin Wai Chung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.