Shuo Steve Chen
陳碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Steve Chen (陳碩), a licensed Responsible Officer with CE reference BDJ257. Currently licensed at 1 firm(s): OP Investment Management Limited. Active regulated activities: Type 9 - Asset management. This person has 10.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 9 - Asset management | 2024-10-23 | present |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 - Asset management | 2024-08-27 | 2024-10-23 |
| HBM Partners Hong Kong Limited | RO | Type 4 - Advising on securities | 2021-01-07 | 2024-06-14 |
| HBM Partners Hong Kong Limited | RO | Type 9 - Asset management | 2021-01-07 | 2024-06-14 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-02 | 2019-09-25 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-02 | 2019-09-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-29 | 2019-05-08 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-29 | 2018-08-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-29 | 2019-05-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuo Steve Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.