Zhengyi Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhengyi Li (李正逸), a licensed Responsible Officer with CE reference APJ994. Currently licensed at 1 firm(s): Oaktree Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RO | Type 9 - Asset management | 2016-09-19 | present |
| Oaktree Capital (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2016-04-18 | present |
| Oaktree Capital (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2016-04-18 | present |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-08-01 | 2016-04-18 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-14 | 2008-09-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhengyi Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.