Chris Cheuk Wah Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Cheuk Wah Lau (劉卓樺), a licensed Responsible Officer with CE reference AYO821. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 8.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RO | Type 1 - Dealing in securities | 2024-10-25 | present |
| Nuveen Hong Kong Limited | RO | Type 4 - Advising on securities | 2024-10-25 | present |
| Nuveen Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-12-22 | 2024-10-25 |
| Nuveen Hong Kong Limited | Rep | Type 4 - Advising on securities | 2023-12-22 | 2024-10-25 |
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2019-04-09 | 2020-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2019-04-09 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-03-09 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2013-01-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chris Cheuk Wah Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.