Joe Yin Leung Lam
林彥良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joe Yin Leung Lam (林彥良), a licensed Responsible Officer with CE reference BAE136. Currently licensed at 1 firm(s): ONE Asset Management (HK) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-16 | present |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-16 | present |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-18 | 2021-08-03 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-18 | 2021-08-03 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-01 | 2019-06-18 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-01 | 2019-06-18 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-05 | 2019-01-11 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-05 | 2019-01-11 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-09-13 | 2019-01-11 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-25 | 2018-08-31 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-11-25 | 2018-08-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-10 | 2014-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-10 | 2014-11-01 |