Joe Yin Leung Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joe Yin Leung Lam (林彥良), a licensed Responsible Officer with CE reference BAE136. Currently licensed at 1 firm(s): ONE Asset Management (HK) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-06-16 | present |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 9 - Asset management | 2023-06-16 | present |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-06-18 | 2021-08-03 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-18 | 2021-08-03 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-01 | 2019-06-18 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-01 | 2019-06-18 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-05 | 2019-01-11 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-05 | 2019-01-11 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-09-13 | 2019-01-11 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-25 | 2018-08-31 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-11-25 | 2018-08-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-10 | 2014-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-10 | 2014-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joe Yin Leung Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.