Wing Yan Lee
李穎茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yan Lee (李穎茵), a licensed Responsible Officer with CE reference AQA911. Currently licensed at 1 firm(s): Olympus Partners Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Olympus Partners Asia Limited | RO | Type 1 - Dealing in securities | 2026-05-19 | present |
| Olympus Partners Asia Limited | RO | Type 4 - Advising on securities | 2026-05-19 | present |
| Olympus Partners Asia Limited | RO | Type 9 - Asset management | 2026-05-19 | present |
| Olympus Partners Asia Limited | Rep | Type 1 - Dealing in securities | 2023-10-12 | 2026-05-19 |
| Olympus Partners Asia Limited | Rep | Type 4 - Advising on securities | 2023-10-12 | 2026-05-19 |
| Olympus Partners Asia Limited | Rep | Type 9 - Asset management | 2023-10-12 | 2026-05-19 |
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2007-12-04 | 2010-04-30 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2007-12-04 | 2010-04-30 |