Alexander David James Walker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander David James Walker, a licensed Responsible Officer with CE reference ALZ865. Currently licensed at 1 firm(s): Odyssey Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Odyssey Asset Management Limited | RO | Type 4 - Advising on securities | 2017-09-08 | present |
| Odyssey Asset Management Limited | RO | Type 9 - Asset management | 2017-09-08 | present |
| Odyssey Asset Management Limited | RO | Type 1 - Dealing in securities | 2018-03-26 | 2025-10-06 |
| Major Domus Limited | Rep | Type 4 - Advising on securities | 2016-11-10 | 2017-08-29 |
| Major Domus Limited | Rep | Type 9 - Asset management | 2016-11-10 | 2017-08-29 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2014-10-22 | 2016-08-31 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2014-10-22 | 2016-08-31 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-20 | 2014-07-23 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 - Asset management | 2005-07-20 | 2014-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexander David James Walker during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.