Xiao Dong
董瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Dong (董瀟), CE reference BEJ224. Currently licensed at 1 firm(s): Oakwise Capital Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-27 | present |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-27 | present |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2018-04-13 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-22 | 2016-11-23 |