Soichi Chirikiri
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soichi Chirikiri, CE reference ADS101. Currently licensed at 1 firm(s): Okasan International (Asia) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-28 | present |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-28 | present |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-28 | 2023-04-04 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-28 | 2023-04-04 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-04 | 2017-07-17 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 4 — Advising on securities | 2015-12-04 | 2017-07-17 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 9 — Asset management | 2015-12-04 | 2017-07-17 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 9 — Asset management | 2004-09-13 | 2015-12-04 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-12-04 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2015-12-04 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-20 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-20 |