Georgette Chi Wai Lee-Tong
唐李之慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Georgette Chi Wai Lee-Tong (唐李之慧), CE reference BEV745. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-12-09 | present |
| Nuveen Hong Kong Limited | Rep | Type 4 — Advising on securities | 2019-12-09 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-13 | 2019-10-25 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-13 | 2019-10-25 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-20 | 2017-03-10 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-20 | 2017-03-10 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2015-01-20 | 2015-08-31 |