Tze Wai Yiu
姚志威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Wai Yiu (姚志威), a licensed former licensee with CE reference APS748. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 9 - Asset management | 2023-12-22 | 2026-05-31 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 - Asset management | 2023-05-25 | 2023-12-22 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-16 | 2021-01-05 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-16 | 2021-01-05 |
| CWB Hong Kong Limited |
Rep | Type 4 - Advising on securities | 2015-04-01 | 2019-04-15 |
| CWB Hong Kong Limited |
Rep | Type 9 - Asset management | 2015-04-01 | 2019-04-15 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2008-01-17 | 2009-08-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-09 | 2009-08-31 |