Sing Yam Tsui
徐星任
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Yam Tsui (徐星任), CE reference BRO927. Currently licensed at 1 firm(s): Northern Trust Company of Hong Kong Limited, The. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2023-09-28 | present |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 — Advising on securities | 2023-09-28 | present |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 9 — Asset management | 2023-09-28 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-23 | 2023-08-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-23 | 2023-08-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-23 | 2023-08-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-12 | 2023-05-08 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-12 | 2023-05-08 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-08-12 | 2023-05-08 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-12 | 2023-05-08 |