Sing Yam Tsui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Yam Tsui (徐星任), a licensed Representative with CE reference BRO927. Currently licensed at 1 firm(s): Northern Trust Company of Hong Kong Limited, The. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2023-09-28 | present |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 - Advising on securities | 2023-09-28 | present |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 9 - Asset management | 2023-09-28 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-23 | 2023-08-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-23 | 2023-08-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-05-23 | 2023-08-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-12 | 2023-05-08 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-12 | 2023-05-08 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-08-12 | 2023-05-08 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-08-12 | 2023-05-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sing Yam Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.