Soonwoong Kook
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soonwoong Kook, CE reference AMJ994. Currently licensed at 1 firm(s): Oaktree Capital (Hong Kong) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-08-06 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-23 | 2018-07-28 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-23 | 2018-07-28 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2008-09-23 | 2018-07-28 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-24 | 2008-09-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-24 | 2008-09-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-10-24 | 2008-09-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2005-10-24 | 2008-09-03 |