Alan Chi Ming Fung
馮智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Chi Ming Fung (馮智明), CE reference ABR711. Currently licensed at 1 firm(s): Octal Capital Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Octal Capital Limited 八方金融有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-03 | present |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-10-03 | present |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2004-04-21 | 2012-09-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-04-21 | 2012-09-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-01 | 2004-04-21 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-01 | 2004-04-21 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2003-07-04 | 2004-01-02 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-02 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-02 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-05-07 |