Geoffrey Charles Barker

CE No. ADF374 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Charles Barker, a licensed Representative with CE reference ADF374. Currently licensed at 1 firm(s): OP Investment Management Limited. Active regulated activities: Type 9 - Asset management. This person has 19.6 years of SFC licence history. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
OP Investment Management Limited
東英投資管理有限公司
Rep Type 9 - Asset management 2025-07-03 present
Privium Fund Management (HK) Limited Rep Type 9 - Asset management 2025-03-03 2025-03-31
Segantii Capital Management Limited Rep Type 9 - Asset management 2023-09-14 2024-06-07
Deltroit (Hong Kong) Limited RO Type 4 - Advising on securities 2021-02-26 2023-06-13
Deltroit (Hong Kong) Limited RO Type 1 - Dealing in securities 2020-11-13 2023-06-13
Deltroit (Hong Kong) Limited RO Type 9 - Asset management 2019-08-16 2023-06-13
City Financial Investment Company (Hong Kong) Limited RO Type 9 - Asset management 2013-12-03 2019-08-16
Ballingal Investment Advisors Limited RO Type 4 - Advising on securities 2006-07-19 2013-09-30
Ballingal Investment Advisors Limited RO Type 5 - Advising on futures contracts 2006-07-19 2013-09-30
Ballingal Investment Advisors Limited RO Type 9 - Asset management 2006-07-19 2013-09-30
Ballingal Investment Advisors Limited Rep Type 4 - Advising on securities 2005-11-11 2006-07-19
Ballingal Investment Advisors Limited Rep Type 5 - Advising on futures contracts 2005-11-11 2006-07-19
Ballingal Investment Advisors Limited Rep Type 9 - Asset management 2005-11-11 2006-07-19

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