Tsz Yan Chow
周芷恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yan Chow (周芷恩), CE reference BSG374. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2022-03-23 | present |
| Nuveen Hong Kong Limited | Rep | Type 4 — Advising on securities | 2022-03-23 | present |