Tsz Yan Chow

周芷恩
CE No. BSG374 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yan Chow (周芷恩), a licensed former licensee with CE reference BSG374. This person has 4.5 years of SFC licence history. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Nuveen Hong Kong Limited Rep Type 1 - Dealing in securities 2022-03-23 2026-09-21
Nuveen Hong Kong Limited Rep Type 4 - Advising on securities 2022-03-23 2026-09-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Yan Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Jing Zhou Nuveen Hong Kong Limited 2022–2026
David Hantang Chan Nuveen Hong Kong Limited 2022–2026
Man Sin Kwok Nuveen Hong Kong Limited 2022–2026
Georgette Chi Wai Lee-Tong Nuveen Hong Kong Limited 2022–2026
Kai Man Chung Nuveen Hong Kong Limited 2022–2026
Sin Wai Chung Nuveen Hong Kong Limited 2022–2026
Carol Wan Yeung Lam Nuveen Hong Kong Limited 2022–2026
Mark William Cameron Nuveen Hong Kong Limited 2022–2026
Jae Ho Chang Nuveen Hong Kong Limited 2022–2026
Louise Margaret Kavanagh Nuveen Hong Kong Limited 2022–2026
Wai Chung Wong Nuveen Hong Kong Limited 2022–2026
Lok Yi Tang Nuveen Hong Kong Limited 2023–2026
Chris Cheuk Wah Lau Nuveen Hong Kong Limited 2023–2026
Bon Soo Koo Nuveen Hong Kong Limited 2024–2026
Shing Hon Hui Nuveen Hong Kong Limited 2024–2026
Ka Chun Cheung Nuveen Hong Kong Limited 2022–2025
Xiao Wang Nuveen Hong Kong Limited 2024–2026
Linlin Chang Nuveen Hong Kong Limited 2024–2026
Wing Shuen Lam Nuveen Hong Kong Limited 2024–2026
Si Yang Nuveen Hong Kong Limited 2022–2023

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