Wo Chuang Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wo Chuang Chan (陳和莊), a licensed Responsible Officer with CE reference AGL794. Currently licensed at 1 firm(s): Octal Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 23.3 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Octal Capital Limited 八方金融有限公司 |
RO | Type 1 - Dealing in securities | 2013-02-07 | present |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-02-07 | present |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-26 | 2013-02-07 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-11-26 | 2013-02-07 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 - Dealing in securities | 2008-04-24 | 2012-11-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-04-24 | 2012-11-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-12 | 2008-04-24 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-14 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-01 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wo Chuang Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.