Zhou Kong
孔舟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhou Kong (孔舟), a licensed Responsible Officer with CE reference AXY969. Currently licensed at 1 firm(s): Ocean Arete Limited. Active regulated activities: Type 9 - Asset management. This person has 14.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ocean Arete Limited 海德資產管理有限公司 |
RO | Type 9 - Asset management | 2020-09-30 | present |
| Ocean Arete Limited 海德資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-06-14 | 2020-09-30 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
RO | Type 4 - Advising on securities | 2016-08-09 | 2018-05-12 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
RO | Type 9 - Asset management | 2016-08-09 | 2018-05-12 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-27 | 2016-08-09 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
Rep | Type 9 - Asset management | 2013-06-27 | 2016-08-09 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-30 | 2013-06-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-30 | 2013-06-21 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2011-08-30 | 2013-06-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhou Kong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.