Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Hanming Lei
CE BVG888 - active, Apollo Management Asia Pacific Limited
Mei Ling Lim
CE BUT997 - active, Apollo Management Asia Pacific Limited
Emma Victoria Phipkin
CE BWT691 - active, Apollo Management Asia Pacific Limited
Yangwen Shen
CE BOM502 - active, Apollo Management Asia Pacific Limited
Tong Shu
CE BTE940 - active, Apollo Management Asia Pacific Limited
Ruijia Tan
CE BGE479 - active, Apollo Management Asia Pacific Limited
Aaron Wenxuan Tan
CE BOB886 - active, Apollo Management Asia Pacific Limited
Tarik Taylor Trent
CE BUV167 - active, Apollo Management Asia Pacific Limited
James Matthew Wheeler
CE BCK949 - active, Apollo Management Asia Pacific Limited
Jeffrey Chi-Lert Wong
CE AXV675 - active, Apollo Management Asia Pacific Limited
Wenhao Yang
CE BUA524 - active, Apollo Management Asia Pacific Limited
Ke Zhang
CE AZU818 - active, Apollo Management Asia Pacific Limited
Jialin Zhou
CE BPY746 - active, Apollo Management Asia Pacific Limited
Nina Zhou
CE AOY475 - active, Apollo Management Asia Pacific Limited
Kin Chan
CE AEO347 - active, Argyle Street Management Limited
Kwun Ho Chan
CE BFS120 - active, Argyle Street Management Limited
Leo Yan Ho Chan
CE ARO469 - active, Argyle Street Management Limited
Angie Yick Yee Li
CE ADX892 - active, Argyle Street Management Limited
Ping Sum Lui
CE AQV656 - active, Argyle Street Management Limited
Cheong Kit Cheng
CE BKM843 - active, Argyle Street Management Limited
Mingxing Gui
CE BSE723 - active, Argyle Street Management Limited
Shing Yan Lau
CE BHH248 - active, Argyle Street Management Limited
Chia Yit Lee
CE BSG755 - active, Argyle Street Management Limited
Philip Tarrantino Limas
CE BTX593 - active, Argyle Street Management Limited
Wui Hang Liu
CE AYC142 - active, Argyle Street Management Limited
Pit Tat Peh
CE AIC798 - active, Argyle Street Management Limited
Daniel Thesman
CE BVD655 - active, Argyle Street Management Limited
Kurkye Wong
CE BEW514 - active, Argyle Street Management Limited
Anthony Peter Blake
CE AFK724 - active, Ariose Capital Management Limited
Meng (SFC:BSG591) Cao
CE BSG591 - active, Ariose Capital Management Limited
Yi Xin
CE AZP147 - active, Ariose Capital Management Limited
Man Yan Leung
CE BTL312 - active, Ariose Capital Management Limited
Cheuk Ting Matthew Suen
CE BRQ963 - active, Ariose Capital Management Limited
Yi (SFC:BWA577) Zhou
CE BWA577 - ceased
Ho Choi
CE AZT034 - active, Aristo Securities Limited
Kenju Ogyu
CE ADQ016 - active, Aristo Securities Limited
Lilian Wai Ching Wan
CE ANG186 - active, Aristo Securities Limited
Hang Ka Yuen
CE BGO450 - active, Aristo Securities Limited
Man Kwan Yuen
CE AQP732 - active, Aristo Securities Limited
Denis Zabolotnev
CE BWD117 - active, Aristo Securities Limited
Shing Hang Cheung
CE BAJ108 - active, Aristo Securities Limited
Victor Hao Wing Fung
CE ARI685 - active, Aristo Securities Limited
Pui Lam Li
CE BLO800 - active, Aristo Securities Limited
Muk Kin Lam
CE BFT910 - active, Ark Futures (Hong Kong) Limited
Ching Wai Yam
CE BHL930 - active, Ark Futures (Hong Kong) Limited
Yat Tan Chan
CE AUI433 - active, Ark Futures (Hong Kong) Limited
Hing Sum Kwok
CE BRD451 - active, Ark Futures (Hong Kong) Limited
Katherine Anna Abrat
CE ANB136 - active, Arkkan Capital Management Limited
Jason Matthew Brown
CE ACX950 - active, Arkkan Capital Management Limited
Michael Howard Capasso
CE ADL343 - active, Arkkan Capital Management Limited
Mohsin Gadit
CE BHL892 - active, Arkkan Capital Management Limited
Lin (SFC:ASE666) Huang
CE ASE666 - active, Arkkan Capital Management Limited
Jason Che Man Lam
CE ARN784 - active, Arkkan Capital Management Limited
Zheng Lin
CE AYF101 - active, Arkkan Capital Management Limited
Chun Wai Mui
CE BGD406 - active, Arkkan Capital Management Limited
Rishanth Ramanathan
CE BWO965 - active, Arkkan Capital Management Limited
Andrew David Nuno D.S. Freyre-Sanders
CE ANR872 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Woon Young Jeong
CE ATM929 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Hok Yan Elizabeth Lo
CE BPL295 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Jonathan Hua Jun Xiong
CE BNY724 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Stanley Ming-Fai Cheng
CE AZG053 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Fei Duan
CE BWH248 - ceased
Wei (SFC:BER852) Gao
CE BER852 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Wataru Hirose
CE BEI734 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Dawson Koo
CE AQV537 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Yuxuan Li
CE BTU364 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Zhi Li
CE BVK509 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Ziqi Liu
CE BWI689 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Boon Sim Oh
CE BHB941 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Karyo Oh
CE BAF843 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Sangmin Seo
CE BVI593 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Rohit Sharma
CE BAW704 - ceased
Christopher Sinpraseuth
CE AQU096 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Wei (SFC:AWZ983) Wei
CE AWZ983 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Minggang Xu
CE BRS071 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Tsun Hung Jacky Yeung
CE BGS904 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Jiong You
CE BOQ870 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Yaying Zhang
CE BVZ942 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Guanqun Zhou
CE BSR710 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Yiqian Shen
CE ASZ667 - active, Arta Asset Management Limited
Jiyuan Xing
CE BKH363 - active, Arta Asset Management Limited
Hao (SFC:AVA631) Xu
CE AVA631 - active, Arta Corporate Advisory Limited
Tatsiana Beidzina
CE BMX878 - active, Arta Asset Management Limited
Andrew Edward Chun-Hong Chow
CE BOT720 - active, Arta Asset Management Limited
Zhilin Hou
CE BVV145 - active, Arta Asset Management Limited
Janice Ho Yee Iu
CE AZL145 - ceased
Yuen Yuen Kiu
CE BWK726 - active, Arta Asset Management Limited
Yuk Fai Kwan
CE BPA270 - ceased
Yick Yi Hydon Or
CE BRB469 - active, Arta Asset Management Limited
Yifei Shao
CE BUD641 - active, Arta Asset Management Limited
Shunfei Xu
CE BUP647 - active, Arta Asset Management Limited
Andrew Chi Chiu Yu
CE AGI481 - ceased
Ricardo Javier Felix-Casares
CE BPU098 - active, Asante Capital Group HK Limited
Warren Thirkell Hibbert
CE BNL486 - active, Asante Capital Group HK Limited
Fraser Simpson Janse van Rensburg
CE BNL489 - active, Asante Capital Group HK Limited
Minwen Bi
CE BOG615 - active, Asante Capital Group HK Limited
Fai Pang Chan
CE BIR188 - active, Asante Capital Group HK Limited
Tsz Ho Kenneth Chow
CE BSU574 - active, Asante Capital Group HK Limited
Sunmin Park
CE BSY271 - active, Asante Capital Group HK Limited
Haoxin Jiang
CE BRJ312 - active, Ascent Fund Management (HK) Limited
Na (SFC:BRA667) Li
CE BRA667 - active, Ascent Fund Management (HK) Limited
Qian Li
CE BUU028 - active, Ascent Fund Management (HK) Limited
Yao Bo Yang
CE BEJ406 - active, Ascent Fund Management (HK) Limited
Wei (SFC:ALG199) Liu
CE ALG199 - ceased
Praneet Garg
CE AWJ204 - active, Asia Alternatives Advisor Hong Kong Limited
Hongjiang Xu
CE AWJ202 - active, Asia Alternatives Advisor Hong Kong Limited
Akihiko Yasuda
CE AGM723 - active, Asia Alternatives Advisor Hong Kong Limited
Dhruv Mayank Mashru
CE BUK536 - active, Asia Alternatives Advisor Hong Kong Limited
Kyungmin Min
CE BSJ353 - active, Asia Alternatives Advisor Hong Kong Limited
Kenji Murakami
CE BUZ453 - active, Asia Alternatives Advisor Hong Kong Limited
Kenta Niimi
CE BRZ458 - active, Asia Alternatives Advisor Hong Kong Limited
Sung Eun Park
CE BAH611 - active, Asia Alternatives Advisor Hong Kong Limited
Yi (SFC:BJV558) Ren
CE BJV558 - active, Asia Alternatives Advisor Hong Kong Limited
Rahul Surana
CE BPY586 - active, Asia Alternatives Advisor Hong Kong Limited
Christopher Robert Botsford
CE AEN684 - active, Asia Debt Management Hong Kong Limited
Sabita Prakash
CE AGM046 - active, Asia Debt Management Hong Kong Limited
David Timothy John Whyte
CE BEE279 - active, Asia Debt Management Hong Kong Limited
Matthew Denali Bleiman
CE BVM648 - active, Asia Debt Management Hong Kong Limited
David Carreno Cerrillo
CE BRR465 - active, Asia Debt Management Hong Kong Limited
Yatian Chen
CE BGX734 - active, Asia Debt Management Hong Kong Limited
Annabel Eve India Edwards
CE BVL650 - active, Asia Debt Management Hong Kong Limited
Scott Emmerson
CE BHZ163 - active, Asia Debt Management Hong Kong Limited
Benjamin John Falloon
CE AIS085 - active, Asia Debt Management Hong Kong Limited
Emmanuele Maria Vittorio Frontini
CE BSK182 - active, Asia Debt Management Hong Kong Limited
Jungmee Kim
CE BBB169 - active, Asia Debt Management Hong Kong Limited
Theodore Jenkin Hong-Yu Leung
CE BTD548 - active, Asia Debt Management Hong Kong Limited
Richard William McDade
CE AXC311 - active, Asia Debt Management Hong Kong Limited
Erik Alexander McLean
CE BQO809 - active, Asia Debt Management Hong Kong Limited
Phyu Hpone Mo Khant
CE BOB634 - active, Asia Debt Management Hong Kong Limited
Yuk Mei Ng
CE ANU463 - active, Asia Debt Management Hong Kong Limited
Tianjun Ren
CE BPJ275 - active, Asia Debt Management Hong Kong Limited
Alexander Shaik
CE AMK342 - active, Asia Debt Management Hong Kong Limited
Shuk Ching Wong
CE APU936 - ceased
Mei Chi Lee
CE ALL205 - active, Asia Investment Research Limited
Wing Keung Tse
CE ACJ320 - active, Asia Investment Research Limited
Hong Gao
CE AYT679 - active, Asia Lion Capital (Hong Kong) Limited
Xinsong Li
CE ANX441 - active, Asia Lion Capital (Hong Kong) Limited
Charles Shia
CE BBR203 - active, Asia Lion Capital (Hong Kong) Limited
Ran (SFC:BRX533) Li
CE BRX533 - active, Asia Lion Capital (Hong Kong) Limited
Paul I-Cheng Shih
CE ASE814 - active, Asia Research & Capital Management Limited
Hok Leung (SFC:AQE457) Chan
CE AQE457 - active, Asian Capital Limited
Siu Laam Hau
CE AXL892 - active, Asian Capital Limited
Yee Wai Ng
CE AXG143 - active, Asian Capital Limited
Tsz Chung Pang
CE APQ821 - active, Asian Capital Limited
Patrick Kai Cheung Yeung
CE AAI669 - active, Asian Capital Limited
Ho Ying Chan
CE BHY941 - active, Asian Capital Limited
Chun Hung Cheung
CE BXC076 - active, Asian Capital Limited
Hiu Wai Chu
CE BXE689 - active, Asian Capital Limited
Sylvia Sau Fan Leung
CE ACE865 - active, Asian Capital Limited
Man Fung Ng
CE BIZ757 - active, Asian Capital Limited
Qiongyao Wang
CE AWP340 - active, Asian Capital Limited
Jiantao Xu
CE BXC513 - active, Asian Capital Limited
Carol Hoi Kar Yuen
CE AMX052 - active, Asian Capital Limited
Yu Ching Au
CE ABT384 - active, Asset Management Group Limited
John Chi Hoi Lui
CE ACJ228 - active, Asset Management Group Limited
Kwok Lun Tse
CE AJA400 - active, Asset Management Group Limited
Chi Sing Yong
CE AFT272 - active, Asset Management Group Limited
Shing Wai Au
CE BQU533 - active, Asset Management Group Limited
Katrina Hoi Ching Chan
CE ATX660 - active, Asset Management Group Limited
Ka Lei Chan
CE AGH991 - active, Asset Management Group Limited
Kin Lung Chan
CE AOW789 - active, Asset Management Group Limited
Man Yu Chan
CE BMN435 - active, Asset Management Group Limited
Pui Tat Chan
CE BBQ616 - active, Asset Management Group Limited
Yan (SFC:AOO247) Chan
CE AOO247 - active, Asset Management Group Limited
Suk Han Chau
CE AXP782 - active, Asset Management Group Limited
Sibo Chen
CE BIY890 - active, Asset Management Group Limited
Ka Yee Cheng
CE AFE070 - active, Asset Management Group Limited
Leo Kin Hei Cheng
CE BJM384 - active, Asset Management Group Limited
Candy Yin Man Cheng
CE BGH321 - active, Asset Management Group Limited
Chi Chong Cheong
CE BPW817 - active, Asset Management Group Limited
Sze Chak Cheuk
CE BIN323 - active, Asset Management Group Limited
Man Ho Cheung
CE BEE035 - active, Asset Management Group Limited
Ming Tai Choi
CE BDC658 - active, Asset Management Group Limited
Wai Sum Choi
CE BQR291 - active, Asset Management Group Limited
Sau Wai Chong
CE AYG467 - active, Asset Management Group Limited
Wai Lan Chou
CE AOY020 - active, Asset Management Group Limited
Ka Chun Chow
CE BVH842 - active, Asset Management Group Limited
So Yee Chow
CE BAD814 - active, Asset Management Group Limited
Cho Man Chan
CE BPM940 - active, Asset Management Group Limited
Chao Dong
CE AZT882 - active, Asset Management Group Limited
Harry Hei Laam Fong
CE BCC932 - active, Asset Management Group Limited
Wai Chi Fung
CE AOV371 - active, Asset Management Group Limited
Hui He
CE BAK279 - active, Asset Management Group Limited
Andrew Sik Yuen Huang
CE BDI921 - active, Asset Management Group Limited
Sze Wan Kan
CE ANH648 - active, Asset Management Group Limited
Yuen Yee Kan
CE ARS053 - active, Asset Management Group Limited
Masayasu Kobayashi
CE AZR670 - active, Asset Management Group Limited
Yuen Kei Kong
CE ALQ876 - active, Asset Management Group Limited
Zhilin Kong
CE BVL742 - active, Asset Management Group Limited
Man Lung Kwan
CE ARD456 - active, Asset Management Group Limited
Chung Ping Kwong
CE AHK068 - active, Asset Management Group Limited
Ip Hang Kwong
CE ASM275 - active, Asset Management Group Limited
Hiu Fung Lam
CE AOR986 - active, Asset Management Group Limited
Hoi Yan Lam
CE AYJ271 - active, Asset Management Group Limited
Ka Yin Lam
CE BOA194 - active, Asset Management Group Limited
Louis Mo Yi Lam
CE BVX020 - active, Asset Management Group Limited
Ally Ngar Lee Lam
CE BLX536 - active, Asset Management Group Limited
Ping Bun Lam
CE BOH004 - active, Asset Management Group Limited
Pui Yu Lam
CE BAP954 - active, Asset Management Group Limited
Wai Ho Lam
CE BMJ752 - active, Asset Management Group Limited
Wai Kin Lam
CE AWF801 - active, Asset Management Group Limited
Kai Man Peter Lau
CE ASS696 - active, Asset Management Group Limited
Man Yee Lau
CE BET160 - active, Asset Management Group Limited
Ting Cheuk Law
CE BJW998 - active, Asset Management Group Limited
Ying Tsz Law
CE AVV920 - active, Asset Management Group Limited
Cheuk Yiu Lee
CE BDF109 - active, Asset Management Group Limited
Maggie Ching Yee Lee
CE AOL625 - active, Asset Management Group Limited
Hong Lun Lee
CE AOC975 - active, Asset Management Group Limited
Wai Yin (SFC:AFH494) Lee
CE AFH494 - active, Asset Management Group Limited
Yuk Ching Lee
CE ALQ660 - active, Asset Management Group Limited
Kwok Wai (SFC:BTC907) Leung
CE BTC907 - active, Asset Management Group Limited
San Yu Leung
CE BFP141 - active, Asset Management Group Limited
Jingting Li
CE BGQ659 - active, Asset Management Group Limited
Ka Kit Li
CE BAH889 - active, Asset Management Group Limited
Kai Hau Li
CE BVQ748 - active, Asset Management Group Limited
Qiaoyi Li
CE BDX516 - active, Asset Management Group Limited
Xiang Li
CE BVO034 - active, Asset Management Group Limited
Yanbin Liang
CE BEX645 - active, Asset Management Group Limited
Shuming Lin
CE BPS247 - active, Asset Management Group Limited
Ho Lun Ling
CE BVF577 - active, Asset Management Group Limited
Yat Hin Liu
CE BSB857 - active, Asset Management Group Limited
Yunyi Liu
CE BBG396 - active, Asset Management Group Limited
Cheuk Wai Lo
CE BBG671 - active, Asset Management Group Limited
Hin Chi Lo
CE BEI705 - active, Asset Management Group Limited
Ka Hei Lo
CE AME581 - active, Asset Management Group Limited
Kam Cheung Lo
CE AKX014 - active, Asset Management Group Limited
King Ting Lo
CE BKE490 - active, Asset Management Group Limited
Felix Tsz Leung Lo
CE BMA549 - active, Asset Management Group Limited
Jenny Wing Yan Lo
CE ASU143 - active, Asset Management Group Limited
Jason Chi Lai Lok
CE ALO210 - active, Asset Management Group Limited
Jessica Hiu Tan Ng
CE BPO582 - active, Asset Management Group Limited
Tsun Hing Anthony Ng
CE AZK146 - active, Asset Management Group Limited
Lap Kong Poon
CE BAZ244 - active, Asset Management Group Limited
Ka Yee So
CE BQV884 - active, Asset Management Group Limited
Lai Ping So
CE AMG891 - active, Asset Management Group Limited
Lai Wah So
CE BCR343 - active, Asset Management Group Limited
Wai Lap Frank So
CE AVI016 - active, Asset Management Group Limited
Wing Sze Suen
CE AUS412 - active, Asset Management Group Limited
Pui Him Sun
CE AIG194 - active, Asset Management Group Limited
Karen Pui Wah Sung
CE ANE698 - active, Asset Management Group Limited
Pak Yin Tam
CE BDH452 - active, Asset Management Group Limited
Min Tan
CE BOW541 - active, Asset Management Group Limited
Chui Kuen Tang
CE AYP360 - active, Asset Management Group Limited
Angel Lai Toa Tang
CE AWJ505 - active, Asset Management Group Limited
Yuji Togao
CE AXU941 - active, Asset Management Group Limited
Yuka Togao
CE AYF530 - active, Asset Management Group Limited
Koon Fung Tsai
CE ASZ249 - active, Asset Management Group Limited
Catherine Cheuk Yu Tsang
CE BBT999 - active, Asset Management Group Limited
Ming Chun Tsui
CE BNK546 - active, Asset Management Group Limited
Hugo Chi Hong Wong
CE BPQ332 - active, Asset Management Group Limited