Fionna Sung Yan Chau
周崇茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fionna Sung Yan Chau (周崇茵), CE reference ACG210. Currently licensed at 1 firm(s): Octal Capital Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Octal Capital Limited 八方金融有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-13 | present |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-08-13 | present |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2004-01-19 | 2012-08-10 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-01-19 | 2012-08-10 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-13 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-13 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-13 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-13 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |