Yuping Xie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuping Xie (谢宇萍), a licensed Responsible Officer with CE reference BTF735. Currently licensed at 2 firm(s): Green Harmony Securities Limited, Green Harmony Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-06 | present |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 4 - Advising on securities | 2025-06-06 | present |
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 4 - Advising on securities | 2025-06-06 | present |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 9 - Asset management | 2025-06-06 | present |
| Green Harmony Securities Limited 景和證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-05 | 2025-06-06 |
| Green Harmony Capital Limited 景和資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-05 | 2025-06-06 |
| Green Harmony Securities Limited 景和證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-05 | 2025-06-06 |
| Green Harmony Capital Limited 景和資本有限公司 |
Rep | Type 9 - Asset management | 2025-06-05 | 2025-06-06 |
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 4 - Advising on securities | 2023-09-01 | 2025-02-16 |
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-22 | 2025-02-16 |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 4 - Advising on securities | 2023-08-22 | 2025-02-16 |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 9 - Asset management | 2023-03-21 | 2025-02-16 |
| Green Harmony Capital Limited 景和資本有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-08 | 2023-08-22 |
| Green Harmony Capital Limited 景和資本有限公司 |
Rep | Type 9 - Asset management | 2023-03-08 | 2023-03-21 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuping Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Deli Wang | Green Harmony Capital Limited | 2023–present |
| Liwu Wang | Green Harmony Capital Limited | 2024–present |
| Kangle Yang | Green Harmony Capital Limited | 2025–present |
| Yun Xiong | Green Harmony Capital Limited | 2023 |
| Hui Xiang | Green Harmony Capital Limited | 2023–2024 |
| Weiqun Zhang | Green Harmony Capital Limited | 2023 |