Yixin Luo
羅藝鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yixin Luo (羅藝鑫), a licensed Representative with CE reference AWJ276. Currently licensed at 1 firm(s): GPTX Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GPTX Investment Management Limited 簡坤投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-21 | present |
| GPTX Investment Management Limited 簡坤投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-21 | present |
| GPTX Investment Management Limited 簡坤投資管理有限公司 |
Rep | Type 9 — Asset management | 2025-08-21 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-06 | 2024-05-07 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-10 | 2018-06-08 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-26 | 2018-06-08 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-11 | 2014-09-01 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-26 | 2012-08-14 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-24 | 2011-05-06 |