Alastair James Sclater
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alastair James Sclater, a licensed Responsible Officer with CE reference AKY177. Currently licensed at 1 firm(s): Global Prime Partners (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Prime Partners (Asia) Limited |
RO | Type 2 — Dealing in futures contracts | 2016-04-22 | present |
| Global Prime Partners (Asia) Limited |
RO | Type 1 — Dealing in securities | 2015-08-05 | present |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-12 | 2014-03-19 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-06-30 | 2013-04-04 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-30 | 2013-04-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-30 | 2013-04-04 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-10 | 2011-03-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-10 | 2011-03-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-07-16 | 2010-05-15 |