Richard Wing Yung Tong
唐榮勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Wing Yung Tong (唐榮勇), CE reference AEA586. Currently licensed at 2 firm(s): GCG Asset Management Limited, Gary Cheng Securities Limited. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GCG Asset Management Limited 加多利資產管理有限公司 |
RO | Type 9 — Asset management | 2021-10-28 | present |
| Gary Cheng Securities Limited 加多利證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-03 | present |
| Gary Cheng Securities Limited 加多利證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-13 | present |
| Gary Cheng Securities Limited 加多利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-07 | 2016-12-13 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-03 | 2016-02-25 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-25 | 2016-01-22 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-25 | 2016-01-22 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-09 | 2014-11-14 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-09 | 2014-11-14 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-12 | 2009-10-08 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-12 | 2009-10-08 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-11-12 | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-11-12 | 2004-02-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-04-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-29 |