Xinyi Sun
孫欣怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyi Sun (孫欣怡), CE reference BKA529. Currently licensed at 1 firm(s): GaoTeng Global Asset Management Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-01 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-08-01 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 9 — Asset management | 2025-08-01 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-21 | 2025-08-01 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-21 | 2025-08-01 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-05-21 | 2025-08-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-27 | 2025-04-07 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-27 | 2025-04-07 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-07-27 | 2025-04-07 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-20 | 2021-05-18 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-20 | 2021-05-18 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-20 | 2021-05-18 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-21 | 2020-04-29 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-21 | 2020-04-29 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2017-09-21 | 2020-04-29 |