Chun Yi Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yi Chu (朱真宜), a licensed Responsible Officer with CE reference ARM915. Currently licensed at 1 firm(s): GLAM Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.6 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-11 | present |
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 4 - Advising on securities | 2019-02-11 | present |
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 9 - Asset management | 2019-02-11 | present |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-01 | 2019-01-30 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 4 - Advising on securities | 2016-12-01 | 2019-01-30 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 9 - Asset management | 2016-03-22 | 2019-01-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-26 | 2016-03-17 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-26 | 2016-03-17 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-11-26 | 2016-03-17 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-14 | 2015-11-06 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2013-06-14 | 2015-11-06 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-08-03 | 2015-11-06 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-07 | 2015-11-06 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-07 | 2015-11-06 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-31 | 2010-03-26 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-10-27 | 2010-03-26 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-13 | 2010-03-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Yi Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.