Ruidong Nie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruidong Nie (聶瑞東), a licensed Representative with CE reference BUW353. Currently licensed at 1 firm(s): Guangdong Capital Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guangdong Capital Securities Limited 粵資證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-31 | present |
| Guangdong Capital Securities Limited 粵資證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-31 | present |
| Guangdong Capital Securities Limited 粵資證券有限公司 |
Rep | Type 9 - Asset management | 2024-05-31 | present |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Ruidong Nie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Ying Li | Guangdong Capital Securities Limited | 2024–present |
| Chi Ho Yim | Guangdong Capital Securities Limited | 2024–present |