Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Wendy Wenwen Zhu
CE AMF185 - active, AlpInvest Partners Limited
Mengxi Cheng
CE BVB200 - active, AlpInvest Partners Limited
Kyong June Lee
CE BVI746 - active, AlpInvest Partners Limited
Dao Xuan Lim
CE BFY969 - active, AlpInvest Partners Limited
da Teng
CE BWS508 - active, AlpInvest Partners Limited
Yiran Yang
CE BKU216 - active, AlpInvest Partners Limited
Hongyi Zhang
CE BOR370 - active, AlpInvest Partners Limited
Zhixiao Zheng
CE BOI559 - active, AlpInvest Partners Limited
Ying Zhu
CE BVB470 - active, AlpInvest Partners Limited
Ka Leung Chiu
CE AYK457 - active, ACU Asset Management Limited
Man Wai Leung
CE AEU886 - active, ACU Asset Management Limited
Tsz Kit Cheung
CE AIX574 - active, Antarctica Asset Management (Asia) Limited
Katherine Bei Li
CE AJO552 - active, Antarctica Asset Management (Asia) Limited
Filip Joris J. Vandenven
CE BGK384 - active, Antarctica Asset Management (Asia) Limited
Jean-Francois Aboulker
CE BWO873 - active, Antarctica Asset Management (Asia) Limited
Wenting Shi
CE BKX436 - active, Antarctica Asset Management (Asia) Limited
Wun Sing Clement Tseng
CE BTC142 - active, Antarctica Asset Management (Asia) Limited
Simon Shek Yuen Lau
CE ADW646 - active, Aurora Borealis Investment Services Limited
Ho Yin Ng
CE BAI111 - active, Aurora Borealis Investment Services Limited
Joffee Wai Ki Chan
CE AZN568 - active, Aurora Borealis Investment Services Limited
Gregory Edward Folan
CE BOL435 - active, AQR Capital Management (Asia) Limited
Boris Chun Yin Lo
CE BFT727 - active, AQR Capital Management (Asia) Limited
Addison Yan-Han Lee
CE BXJ390 - active, AQR Capital Management (Asia) Limited
Yang da
CE BBZ357 - active, AVICT Global Asset Management Limited
Zhihan Huang
CE BVX730 - active, AVICT Global Asset Management Limited
Xinyue Liang
CE BPF033 - active, AVICT Global Asset Management Limited
Weiwen Sheng
CE BOI729 - active, AVICT Global Asset Management Limited
Wangsong Wang
CE BOE193 - active, AVICT Global Asset Management Limited
Tung Wong
CE ANA986 - active, AVICT Global Asset Management Limited
Liuyang Yang
CE BRE454 - active, AVICT Global Asset Management Limited
Wenting Zeng
CE BKC247 - active, AVICT Global Asset Management Limited
Peijie Guo
CE BQH234 - active, AVICT Global Asset Management Limited
Ji Wang
CE BPF028 - active, AVICT Global Asset Management Limited
Chao Xu
CE BWP285 - active, AVICT Global Asset Management Limited
Haochen Xu
CE BXM278 - active, AVICT Global Asset Management Limited
Yunyan Xue
CE BOE950 - active, AVICT Global Asset Management Limited
Wei Zhang
CE BWP271 - active, AVICT Global Asset Management Limited
Lei Cao
CE BDI403 - active, Admiralty Harbour Capital Limited
Cui Cui
CE AYO745 - active, Admiralty Harbour Capital Limited
Lizhou Hu
CE ARI970 - active, Admiralty Harbour Capital Limited
Bei (SFC:ANN276) Liu
CE ANN276 - active, Admiralty Harbour Capital Limited
Lauri Sakari Purhonen
CE BGQ224 - active, Admiralty Harbour Capital Limited
Fei Sun
CE BHK948 - active, Admiralty Harbour Capital Limited
Alec Peter Tracy
CE BMV299 - active, Admiralty Harbour Capital Limited
Xiao Wang
CE ASM446 - active, Admiralty Harbour Capital Limited
Chendi Xu
CE AWL336 - active, Admiralty Harbour Capital Limited
Wei Zhao
CE ALD676 - active, Admiralty Harbour Capital Limited
Guanwen Cao
CE BTU151 - active, Admiralty Harbour Capital Limited
Edwin Chan
CE BVC222 - active, Admiralty Harbour Capital Limited
Hon Shui Leo Chan
CE APG915 - active, Admiralty Harbour Capital Limited
Zifang Fan
CE BPT121 - active, Admiralty Harbour Capital Limited
Fengnyu Ge
CE BVS036 - active, Admiralty Harbour Capital Limited
Tao Jiang
CE APC005 - active, Admiralty Harbour Capital Limited
Xiangyu Kong
CE BLX688 - active, Admiralty Harbour Capital Limited
Ho Kwong Heymens Lau
CE BQU574 - active, Admiralty Harbour Capital Limited
Liang Liu
CE BBS596 - ceased
Hanchi Peng
CE BOJ151 - active, Admiralty Harbour Capital Limited
Xuan Su
CE BWW489 - active, Admiralty Harbour Capital Limited
Michael Kin Lok Wong
CE BQU571 - active, Admiralty Harbour Capital Limited
Kai Xu
CE BSG601 - active, Admiralty Harbour Capital Limited
Na You
CE BCF979 - active, Admiralty Harbour Capital Limited
Ada Yan Yin Yu
CE BDW789 - active, Admiralty Harbour Capital Limited
Mu Hua Yueh
CE BOE261 - active, Admiralty Harbour Capital Limited
Yichen Zhou
CE BGE919 - active, Admiralty Harbour Capital Limited
Jiacheng Zhu
CE BVA680 - active, Admiralty Harbour Capital Limited
Chi Man Lo
CE AJB649 - active, AAA Securities Co. Limited
Wai Yi Tang
CE AJM660 - active, AAA Securities Co. Limited
Kin Shing Law
CE BTV449 - active, AAA Securities Co. Limited
Hay Tak Lam
CE AXE899 - active, A.C Asset Management Limited
Ka Wai Luk
CE BMV708 - active, A.C Asset Management Limited
Peggy Mang Wong
CE AIU173 - active, A.C Asset Management Limited
Ka Ying Leung
CE BPM303 - active, A.C Asset Management Limited
Terence Vincent Leeworthy
CE BIJ386 - active, Arete Capital Asia Limited
Charles Ramon Luchangco
CE ACN576 - active, Arete Capital Asia Limited
Emelie O. Apundar
CE ACL608 - active, Arete Capital Asia Limited
Shu Jung Chang
CE AIJ811 - active, Arete Capital Asia Limited
Diana Wei Tseng Fang
CE AAC107 - active, Arete Capital Asia Limited
Thomas Kui Chuen Fok
CE AMR345 - active, Arete Capital Asia Limited
Betty Kou
CE AGL770 - active, Arete Capital Asia Limited
Ka Kei Lam
CE ABM380 - active, Arete Capital Asia Limited
David Man Kwong Lam
CE ADI854 - active, Arete Capital Asia Limited
Tony Wing Chuen Poon
CE ACJ392 - active, Arete Capital Asia Limited
Kevin Siu Hang Wong
CE BPS609 - active, Arete Capital Asia Limited
Pak Keung Cho
CE ADZ909 - active, Advent Securities (Hong Kong) Limited
Jeffrey Chi Keung So
CE AMC258 - active, Advent Securities (Hong Kong) Limited
Bohan Chen
CE BXS022 - active, Advent Securities (Hong Kong) Limited
Ho Yin (SFC:BUA033) Ng
CE BUA033 - active, Advent Securities (Hong Kong) Limited
Jordan McLeod Brown
CE BRI741 - active, Aon Securities (Hong Kong) Limited
Richard Erik Charles Pennay
CE BTA448 - active, Aon Securities (Hong Kong) Limited
Dan Qu
CE BIC626 - active, Aon Securities (Hong Kong) Limited
Siu Ling Au
CE ACO196 - active, AFG Securities Limited
Yuen Chu Ho
CE AAB221 - active, AFG Securities Limited
Chi Fung Lau
CE BOS999 - active, AFG Securities Limited
Shui Gee Lucy Lu
CE ABY156 - active, AFG Securities Limited
Chi Kin Yip
CE BAH595 - active, AFG Securities Limited
Xiaofang Chen
CE ARG412 - active, Afflux Securities Limited
Tsz Hin Pak
CE ARO895 - active, Afflux Securities Limited
Wenjun Cai
CE BOK496 - active, Afflux Securities Limited
Heng Zhou
CE BWJ994 - active, Afflux Securities Limited
Hoi Cheung Chan
CE APW069 - active, AEM Investment Services Limited
Sze Man Wong
CE AQH860 - active, AEM Investment Services Limited
Weixi Li
CE BTK877 - active, AEM Asset Management Limited
Xi Deng
CE BVS190 - active, A-JEX International Asset Management Limited
Song Mei
CE BLE515 - active, A-JEX International Asset Management Limited
Yixing Yu
CE AZQ052 - active, A-JEX International Asset Management Limited
Wu Jin
CE BUK195 - active, A-JEX International Asset Management Limited
Xiaoquan Liu
CE BGV483 - active, A-JEX International Asset Management Limited
Karena Uta Belin
CE BLO838 - active, AngelHub Limited
Karen Germaine Marie Farzam
CE BLO836 - active, AngelHub Limited
Hing Wang Chan
CE ABQ698 - active, Atta Securities Limited
Pan Lau
CE BGO489 - active, Atta Securities Limited
Xin Song
CE ANA840 - active, Atta Capital Limited
Meng (SFC:AND162) Wang
CE AND162 - active, Atta Securities Limited
Yang Yu
CE BGB011 - active, Atta Capital Limited
Jing Chen
CE ANU777 - active, Atta Securities Limited
Zhenying Liu
CE BVZ262 - active, Atta Securities Limited
Jianhong Xu
CE BPN300 - active, Atta Securities Limited
Limei Zhao
CE BUW409 - active, Atta Capital Limited
Gawain Meredith Barnard
CE AJO022 - active, Asymmetric Advisors Limited
Michael Stuart Coates
CE AQE074 - active, Kriya Capital Limited
Adrian Rubin Gornall
CE AIX145 - active, Asymmetric Advisors Limited
Shu Wen Gai
CE BVT107 - ceased
Zhe Hou
CE BWI837 - active, Aden Financial Group Limited
Yuen Tsun Lee
CE BIM241 - active, Aden Financial Group Limited
Xiaohe Qi
CE BMP042 - active, Aden Financial Group Limited
Yue Sun Tsao
CE BTU158 - active, Aden Financial Group Limited
Yiu Tung Fok
CE AHG563 - ceased
Wenjun Huang
CE AUT504 - active, Aden Financial Group Limited
Edwin Chun Yeung Li
CE BCG370 - active, Aden Financial Group Limited
Wenbo Li
CE BXF221 - active, Aden Financial Group Limited
Dan Liu
CE BWK889 - active, Aden Financial Group Limited
Yue Liu
CE BVA971 - active, Aden Financial Group Limited
Ruoban Wang
CE BWX637 - active, Aden Financial Group Limited
Yingwen Xie
CE BXC057 - active, Aden Financial Group Limited
Jun Yu
CE BVQ740 - active, Aden Financial Group Limited
Tuobing Zhao
CE BUA207 - active, Aden Financial Group Limited
Iven Tak Leung Lai
CE AAG867 - active, Alpine Securities Limited
Leung Sang Tong
CE AAV322 - active, Alpine Securities Limited
Chengqi Fang
CE BQJ933 - active, Alpine Securities Limited
Jialei Zhang
CE BVW051 - active, Alpine Securities Limited
Jing Hu
CE AZT560 - active, Alpha Win Capital Limited
Ying Li
CE AUG645 - active, Alpha Win Capital Limited
Siqi Cai
CE BAC045 - active, Alpha Win Capital Limited
Ying Chen
CE BOW518 - active, Alpha Win Capital Limited
Ho Ping Chan
CE AVI833 - active, Awaken Thunder Capital Limited
Chi Cheong Cheng
CE ACQ790 - active, Awaken Thunder Capital Limited
Benjamin Tsi Bun Lee
CE AQM594 - active, Awaken Thunder Capital Limited
Pui Shan Chen
CE BRE504 - active, Awaken Thunder Capital Limited
Xiaoming Ding
CE BUX312 - active, Awaken Thunder Capital Limited
Shuyong Wei
CE BNF156 - active, Awaken Thunder Capital Limited
Bradley Dean Landes
CE ACI712 - active, ADV Partners Limited
Kenichi Shu
CE AEN523 - active, ADV Partners Limited
Hip Ning Kwan
CE AWW254 - active, ADV Partners Limited
Panayotis John Malliris
CE ADY556 - active, ADV Partners Limited
Yin Ming Ho
CE ADZ149 - active, Apollo Capital Management Limited
Ling Kit Huang
CE AVA555 - active, Apollo Capital Management Limited
Suet Kau Jojo Lee
CE BIQ720 - active, Apollo Capital Management Limited
Pei Lin Shen
CE AXP645 - active, Apollo Capital Management Limited
Hiu Kwong Chan
CE BDO422 - ceased
Pui Pui Chan
CE ASO566 - active, Apollo Capital Management Limited
I-Ming Chen
CE BFA906 - active, Apollo Capital Management Limited
Ding Chung Chiu
CE BLT159 - active, Apollo Capital Management Limited
Chun Ming Chu
CE BUX673 - active, Apollo Capital Management Limited
Vera Gu
CE BHO766 - active, Apollo Capital Management Limited
Sin Kee Hong
CE ADO273 - active, Apollo Capital Management Limited
Ya Sheng Hsiao
CE BRA654 - active, Apollo Capital Management Limited
Yin Kwan Hui
CE BDE110 - active, Apollo Capital Management Limited
Yuheng Hui
CE BUC435 - active, Apollo Capital Management Limited
Ka Yiu Kwok
CE AFG950 - active, Apollo Capital Management Limited
Yin Han Lee
CE AWX947 - active, Apollo Capital Management Limited
Shuk Ling Ann Leu
CE BCY941 - active, Apollo Capital Management Limited
Yilong Li
CE BVI769 - active, Apollo Capital Management Limited
Kuei Tzu Lo
CE BCS464 - active, Apollo Capital Management Limited
Niandong Qiu
CE BWB008 - active, Apollo Capital Management Limited
Wing Yee Ting
CE ATN769 - active, Apollo Capital Management Limited
Yim Hung Wu
CE BVX698 - active, Apollo Capital Management Limited
Jingying Xu
CE BUO407 - active, Apollo Capital Management Limited
Ming Chun Yip
CE AZQ980 - active, Apollo Capital Management Limited
Hiu Man Yu
CE BTA345 - active, Apollo Capital Management Limited
Thomas Crawford Jamieson
CE ACN396 - active, Ampere Partners Limited
Daniel Wetstein
CE AJO677 - active, Ampere Partners Limited
Jen-Chieh Cheng
CE BIY917 - ceased
Pin-Chun Lin
CE AYO395 - active, Ampere Partners Limited
Yanghao Lin
CE BRE644 - active, Ampere Partners Limited
Xi Shen
CE BNF387 - active, Ampere Partners Limited
Sebastien Alexandre Chaker
CE BMB278 - active, Allfunds Hong Kong Limited
Wai Sze Stephanie Chan
CE BDU330 - active, Allfunds Hong Kong Limited
David Perez de Albeniz Zamanillo
CE BOU605 - active, Allfunds Hong Kong Limited
Xiao Xu
CE ATL670 - active, Allfunds Hong Kong Limited
Hiu Yan (SFC:BOS574) Li
CE BOS574 - active, Allfunds Hong Kong Limited
Shiu On Li
CE BOA807 - active, Allfunds Hong Kong Limited
Shang Yong Lim
CE BWH326 - active, Allfunds Hong Kong Limited
Chun Wah Toh
CE BTP148 - active, Allfunds Hong Kong Limited
Zaid Alrifai
CE BOW913 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Remi Jean Marcel Lambert
CE BUI269 - active, AXA IM Select Asia Limited
Bertrand Paul Andre Penverne
CE BUB943 - active, AXA IM Select Asia Limited
Mai Khanh Vo
CE BOW856 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Thomas Christopher Cahn
CE BRA414 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Colette Cheung
CE BIX231 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Yeung Cheung
CE AXT527 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Shoaib Khan
CE BRH690 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Shuk Ling Lee
CE BVB355 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Wing Yan Natalie Leung
CE BTU963 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Thomas Alois Vogl
CE BRR437 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Maggie Yuen Chi Fong
CE AML434 - active, Altive Limited
Yun Tsun Lo
CE AOU884 - active, Altive Limited
Jamilah Ali
CE AEI556 - active, Aqua Capital Strategy Limited
Hu Li
CE AJG540 - active, Aqua Capital Strategy Limited
Chi Wai Lo
CE ARO380 - active, Aqua Capital Strategy Limited
Chaohua Lu
CE BNB594 - active, Aqua Capital Strategy Limited
Zhong Wei Qiu
CE BER061 - active, Aqua Capital Strategy Limited
Xiaozhe Huang
CE BNS327 - active, Aqua Capital Strategy Limited
Zi Xing Kwok
CE BVU780 - active, Aqua Capital Strategy Limited
Xintong Li
CE BHZ073 - active, Aqua Capital Strategy Limited
Fei Liu
CE BTF343 - active, Aqua Capital Strategy Limited
Kit Yee Yip
CE BUQ311 - active, Aqua Capital Strategy Limited
Weijing Li
CE BQK299 - active, Alvarez & Marsal Corporate Finance Limited
Ronald Brien Thompson
CE AIU800 - active, Alvarez & Marsal Corporate Finance Limited
Nicholas Alexander Atkinson
CE BWP485 - active, Alvarez & Marsal Corporate Finance Limited
Mingxiao Chen
CE BMJ700 - active, Alvarez & Marsal Corporate Finance Limited
Wuyang Chen
CE BTK420 - active, Alvarez & Marsal Corporate Finance Limited
James William Hooper
CE BRN872 - active, Alvarez & Marsal Corporate Finance Limited
Siu Chun Kwok
CE BRJ444 - active, Alvarez & Marsal Corporate Finance Limited
Lok Tin Li
CE BWS489 - active, Alvarez & Marsal Corporate Finance Limited
Eunice Yin Kwan Tang
CE ANU352 - active, Alvarez & Marsal Corporate Finance Limited
Yue Ting Andy Tang
CE BWW407 - active, Alvarez & Marsal Corporate Finance Limited
Ka Man Yeung
CE BQT655 - active, Alvarez & Marsal Corporate Finance Limited
Yiqiong Zhou
CE BTH435 - active, Alvarez & Marsal Corporate Finance Limited
Kwong Wa Chan
CE BBR086 - active, AA Investment Management Limited
Chi Hui Wong
CE APD168 - active, AA Investment Management Limited
Pui Yi Ho
CE BVO596 - active, AA Investment Management Limited
Shek Hang Lee
CE BSE712 - ceased
Lik Man Tang
CE BFY110 - active, AA Investment Management Limited
Amit Bansal
CE APB433 - active, Augment Wealth Advisors Limited
Kevin Haigeng Wang
CE BFN403 - active, Augment Wealth Advisors Limited
Olivier Coel
CE BUM347 - active, Admiralty Asset Management Limited
Jean Claude Knebeler
CE BUM345 - active, Admiralty Asset Management Limited
Ching Kong Lo
CE BFD628 - active, Admiralty Asset Management Limited
Oi Fong Lung
CE AZO378 - active, Admiralty Asset Management Limited
Derek Guido de Petra
CE BWJ777 - active, Artisan Partners Hong Kong Limited
Ka Hang Lee
CE BAE507 - active, Artisan Partners Hong Kong Limited
Christopher George Nicolaou
CE BWN724 - active, Artisan Partners Hong Kong Limited
Kwan Chun Stephen To
CE BTT937 - active, Artisan Partners Hong Kong Limited
Gregory Scott Blohowiak
CE BWH891 - active, Artisan Partners Hong Kong Limited
Jonathan Phipps Hogan
CE BWZ321 - active, Artisan Partners Hong Kong Limited
Edmond Hok Kwan Fung
CE ACK376 - active, Aurelius Financial Group Limited
Sing Wa Man
CE AOX779 - active, Aurelius Financial Group Limited
Chui Yi Cheung
CE BST352 - active, Aurelius Financial Group Limited
Alan Yik Fung Chuang
CE ARW185 - active, AP Capital Limited
Wai Hung Law
CE AVZ536 - active, AP Capital Limited