Yu Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wang (王禹), a licensed Representative with CE reference BIC278. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 9.5 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-24 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-09-24 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-24 | present |
| GTN Hong Kong Financial Services Limited 全球通金融服務(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-09 | 2026-08-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-04 | 2025-05-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-01-04 | 2025-05-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2023-11-06 | 2025-05-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-11-06 | 2025-05-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-25 | 2023-11-06 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-06-29 | 2023-06-26 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-21 | 2023-06-26 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-26 | 2021-05-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.