Yu Li
李宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Li (李宇), a licensed Responsible Officer with CE reference AOB358. Currently licensed at 1 firm(s): GaoTeng Global Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-16 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-06-14 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 9 - Asset management | 2015-04-28 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-10-30 | 2014-05-28 |
| Point72 Hong Kong Limited | Rep | Type 9 - Asset management | 2006-11-14 | 2006-11-14 |