Boris Kwun Kwan Kam
金冠群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Boris Kwun Kwan Kam (金冠群), a licensed former licensee with CE reference ANA539. This person has 19.2 years of SFC licence history. Total licence records on file: 40.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Going Securities Limited 高盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-04-28 | 2026-04-30 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-04-28 | 2026-04-30 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 4 - Advising on securities | 2026-04-28 | 2026-04-30 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2026-04-28 | 2026-04-30 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 9 - Asset management | 2026-04-28 | 2026-04-30 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-11 | 2026-04-28 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-03-11 | 2026-04-28 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-11 | 2026-04-28 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2026-03-11 | 2026-04-28 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 9 - Asset management | 2026-03-11 | 2026-04-28 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-03-21 | 2026-01-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-03-21 | 2026-01-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 9 - Asset management | 2022-03-21 | 2026-01-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-16 | 2022-03-21 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-17 | 2021-12-31 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-05 | 2020-08-17 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-08-05 | 2021-12-31 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-17 | 2020-06-02 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-01-17 | 2020-06-02 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 4 - Advising on securities | 2020-01-17 | 2020-06-02 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-01-17 | 2020-06-02 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-19 | 2020-01-10 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
RO | Type 4 - Advising on securities | 2019-08-19 | 2020-01-10 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-23 | 2019-08-19 |
| Verity Capital Limited 洵美資本有限公司 |
RO | Type 9 - Asset management | 2018-09-27 | 2019-06-30 |
| Greater China Securities Limited 大中華證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-18 | 2019-06-30 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-19 | 2018-07-18 |
| Rich Bay Securities Limited 富利證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-24 | 2018-04-30 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-09 | 2017-07-24 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-22 | 2017-05-14 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-23 | 2016-05-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-03-23 | 2016-05-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-15 | 2016-03-23 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-08-15 | 2016-05-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-15 | 2016-03-23 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-23 | 2012-07-27 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-23 | 2012-07-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-09-12 | 2011-06-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-20 | 2011-06-09 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-03-20 | 2011-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Boris Kwun Kwan Kam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.