Yong Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Zhao (趙勇), a licensed Responsible Officer with CE reference BRR865. Currently licensed at 1 firm(s): Global West Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.9 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-09 | present |
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-02-05 | present |
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
RO | Type 9 - Asset management | 2024-02-05 | present |
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-28 | 2024-02-05 |
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-12-28 | 2024-02-05 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Yong Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| William Wong | Global West Securities (Hong Kong) Limited | 2023–present |
| Wai Ming Yuen | Global West Securities (Hong Kong) Limited | 2023–present |
| Zisheng Zhong | Global West Securities (Hong Kong) Limited | 2025–present |
| Bei Wang | Global West Securities (Hong Kong) Limited | 2025–present |
| Zonghui Wu | Global West Securities (Hong Kong) Limited | 2026–present |
| I Fon Chung | Global West Securities (Hong Kong) Limited | 2025 |