William Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wong (王偉倫), a licensed Responsible Officer with CE reference AQQ330. Currently licensed at 1 firm(s): Global West Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-31 | present |
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-05-31 | present |
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
RO | Type 9 - Asset management | 2022-05-31 | present |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 9 - Asset management | 2018-04-25 | 2020-09-30 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 9 - Asset management | 2017-10-25 | 2018-04-25 |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 4 - Advising on securities | 2017-10-10 | 2020-09-30 |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-31 | 2020-09-30 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-07-04 | 2017-08-15 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-04 | 2017-08-15 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-22 | 2017-07-04 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-09-27 | 2017-05-26 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-14 | 2016-09-27 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-10 | 2016-07-02 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-17 | 2016-07-02 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-06 | 2010-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.