Zhengtai Jiang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhengtai Jiang (姜征泰), a licensed Responsible Officer with CE reference BGX573. Currently licensed at 1 firm(s): Guotai Global Investments Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-07-29 | present |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
RO | Type 4 - Advising on securities | 2025-07-29 | present |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
RO | Type 9 - Asset management | 2025-07-29 | present |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-06 | 2025-07-29 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-06 | 2025-07-29 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 9 - Asset management | 2022-05-06 | 2025-07-29 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-02-13 | 2022-04-17 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-10 | 2022-04-17 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-10 | 2022-04-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-16 | 2019-10-25 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-16 | 2019-10-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-16 | 2019-10-25 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-16 | 2019-10-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-04-08 | 2019-10-25 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-01-28 | 2019-10-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhengtai Jiang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.