Cong Cong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cong Cong (叢叢), a licensed Representative with CE reference BQP899. Currently licensed at 1 firm(s): Guotai Global Investments Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-08 | present |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-08 | present |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-03-08 | present |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Cong Cong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.