I-Chu Chuang
莊易築
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for I-Chu Chuang (莊易築), CE reference ANW396. Currently licensed at 2 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited, Guoyuan Capital (Hong Kong) Limited. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-28 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-01 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-26 | present |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-08 | 2022-04-28 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-06-29 | 2022-04-19 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-26 | 2018-03-01 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-07 | 2017-06-30 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-11-07 | 2017-05-04 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-11-07 | 2017-06-30 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-11-07 | 2017-05-04 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 — Asset management | 2016-02-16 | 2016-06-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-26 | 2016-06-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 4 — Advising on securities | 2015-10-26 | 2016-06-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-10 | 2015-08-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-17 | 2015-08-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-09-17 | 2015-08-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-14 | 2012-09-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-14 | 2012-09-17 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-09-29 | 2012-06-29 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-30 | 2012-06-29 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-23 | 2010-08-30 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-02-18 | 2010-06-30 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-02-18 | 2010-06-30 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-22 | 2010-02-18 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-22 | 2010-02-18 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | 2007-11-20 | 2009-10-02 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-02 | 2007-11-20 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-11-13 | 2009-10-02 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 — Advising on securities | 2006-11-13 | 2009-10-02 |