Johnson Sze Hon Chen
陳斯漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnson Sze Hon Chen (陳斯漢), a licensed Responsible Officer with CE reference AQX577. Currently licensed at 1 firm(s): Giraffe Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 17.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Giraffe Capital Limited 智富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-02-01 | present |
| Giraffe Capital Limited 智富融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-07 | 2025-03-31 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-08-17 | 2016-08-22 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-06 | 2016-08-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnson Sze Hon Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.