King Yan Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yan Lau (劉璟欣), a licensed Representative with CE reference BOI954. Currently licensed at 1 firm(s): Guotai Global Investments Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-28 | present |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-28 | present |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 9 - Asset management | 2023-11-28 | present |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-24 | 2023-04-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-24 | 2023-04-06 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-24 | 2023-04-06 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-24 | 2023-04-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-24 | 2023-04-06 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-24 | 2023-04-06 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-24 | 2023-04-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-05-24 | 2023-04-06 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-24 | 2023-04-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Yan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.