Wang Sum Nelson Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Sum Nelson Lau (劉泓琛), a licensed Representative with CE reference BUO417. Currently licensed at 1 firm(s): Going Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 0.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-08 | present |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-01-08 | present |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-08 | present |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2026-01-08 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-08 | 2024-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wang Sum Nelson Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.