Wang Sum Nelson Lau
劉泓琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Sum Nelson Lau (劉泓琛), CE reference BUO417. Currently licensed at 1 firm(s): Going Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-08 | present |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-01-08 | present |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-08 | present |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2026-01-08 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-08 | 2024-07-19 |