Di Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Wu (吴荻), a licensed Responsible Officer with CE reference BAY072. Currently licensed at 2 firm(s): Goldstream Securities Limited, Goldstream Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldstream Securities Limited 金涌証券有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-11 | present |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
RO | Type 4 - Advising on securities | 2023-05-11 | present |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
RO | Type 9 - Asset management | 2023-05-11 | present |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-19 | 2023-05-11 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
Rep | Type 9 - Asset management | 2017-04-19 | 2023-05-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-03-07 | 2016-10-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-07 | 2016-10-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2013-03-07 | 2016-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Di Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.