Di Wu
吴荻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Wu (吴荻), CE reference BAY072. Currently licensed at 2 firm(s): Goldstream Securities Limited, Goldstream Capital Management Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldstream Securities Limited 金涌証券有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-11 | present |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-11 | present |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
RO | Type 9 — Asset management | 2023-05-11 | present |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-19 | 2023-05-11 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-19 | 2023-05-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-03-07 | 2016-10-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-07 | 2016-10-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2013-03-07 | 2016-10-06 |