Ying Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Yang (楊莹), a licensed Responsible Officer with CE reference BAD690. Currently licensed at 2 firm(s): Golden Continent Asset Management Co., Limited, Golden Continent Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Continent Asset Management Co., Limited 金洲資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-08-20 | present |
| Golden Continent Securities Co., Limited 金洲證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-09 | present |
| Golden Continent Securities Co., Limited 金洲證券有限公司 |
RO | Type 4 - Advising on securities | 2023-06-09 | present |
| Golden Continent Asset Management Co., Limited 金洲資產管理有限公司 |
RO | Type 9 - Asset management | 2023-06-07 | present |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-19 | 2023-05-11 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 4 - Advising on securities | 2022-05-19 | 2023-05-11 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 9 - Asset management | 2022-05-19 | 2023-05-11 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-04 | 2022-05-19 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-04 | 2022-05-19 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 9 - Asset management | 2022-04-04 | 2022-05-19 |
| EG Asset Limited | RO | Type 1 - Dealing in securities | 2019-11-05 | 2022-02-07 |
| EG Asset Limited | RO | Type 4 - Advising on securities | 2019-11-05 | 2022-02-07 |
| EG Asset Limited | RO | Type 9 - Asset management | 2019-11-05 | 2022-02-07 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-11 | 2019-09-26 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-08 | 2017-12-20 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-08 | 2017-12-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.