Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Haiyan (SFC:BJP213) Zhu
CE BJP213 - active, Huatai Financial Holdings (Hong Kong) Limited
Jun (SFC:BPX711) Zhu
CE BPX711 - ceased
Ping Zhu
CE AYW845 - active, Huatai Financial Holdings (Hong Kong) Limited
Qinyi Zhu
CE BTF199 - active, Huatai Financial Holdings (Hong Kong) Limited
Yali Zhu
CE BWS951 - active, Huatai Financial Holdings (Hong Kong) Limited
Yi (SFC:BWY732) Zhu
CE BWY732 - active, Huatai Financial Holdings (Hong Kong) Limited
Zhishuai Zhu
CE BRY051 - active, Huatai Financial Holdings (Hong Kong) Limited
Ziqi Zhu
CE BWK857 - active, Huatai Financial Holdings (Hong Kong) Limited
Chen Zhuang
CE BWS195 - active, Huatai Financial Holdings (Hong Kong) Limited
Tingzhou Zhuang
CE BQZ933 - active, Huatai Financial Holdings (Hong Kong) Limited
Chao Zou
CE BWL981 - active, Huatai Financial Holdings (Hong Kong) Limited
Chunlei Zu
CE BWK223 - active, Huatai Financial Holdings (Hong Kong) Limited
Qiuchi Zuo
CE BWP212 - active, Huatai Financial Holdings (Hong Kong) Limited
Ang Lu
CE BNY294 - active, Huayu Securities Limited
Li Xing
CE BMX389 - active, Huayu Securities Limited
Jinghao Zhang
CE APM160 - active, Huayu Securities Limited
Qi (SFC:BTV447) Chen
CE BTV447 - active, Huayu Securities Limited
Yuhao (SFC:BWX282) Chen
CE BWX282 - active, Huayu Securities Limited
Yiwen Guo
CE BVV051 - active, Huayu Securities Limited
Liqi Yi
CE BWE534 - ceased
Xiao (SFC:BRB999) Yu
CE BRB999 - active, Huayu Securities Limited
Hui (SFC:BSW988) Zhang
CE BSW988 - active, Huayu Securities Limited
Xiaodong Huang
CE BDM669 - active, Hung Sing Asset Management Limited
Wing Chow Cheung
CE AUW530 - active, Huntersay Asset Management Limited
Shenglin Ji
CE BPQ260 - active, Huntersay Asset Management Limited
Ka Wah Au
CE BOB552 - active, I Win Asset Management Limited
Chi Hung (SFC:ART808) Chan
CE ART808 - active, I Win Asset Management Limited
Man Hon Hui
CE BOB883 - active, I Win Asset Management Limited
Jessica Ching Man Fong
CE AEM238 - active, IAM Legacy Limited
Norman Kai Keung Li
CE ACD880 - active, IAM Legacy Limited
Geoffrey Lork Heng Wong
CE ANM592 - active, IAM Legacy Limited
Wai Keung Yeung
CE AKV288 - active, IAM Legacy Limited
Ping Kuen Cheng
CE ACY864 - active, IAM Legacy Limited
An Ming Lin
CE AEC085 - active, IAM Legacy Limited
Yuen Ling Liu
CE AHC104 - active, IAM Legacy Limited
Kit Man Mo
CE BXM413 - active, IAM Legacy Limited
Kevin Yi-Chih Tong
CE AQB107 - active, IAM Legacy Limited
Kin Hung Adam Tsung
CE AGO319 - active, IAM Legacy Limited
Eric Pui Yung Tsung
CE AFR238 - active, IAM Legacy Limited
Allan Chi San Wong
CE AAI951 - active, IAM Legacy Limited
Woon Cheung Wong
CE ANV169 - active, IAM Legacy Limited
Benedict Edward Cutcliffe G Corner
CE BBQ455 - active, ICAP Securities Hong Kong Limited
Andrew Mark Cusack
CE AZX878 - active, ICAP Securities Hong Kong Limited
Richard William Forrest
CE AMW907 - active, ICAP Securities Hong Kong Limited
Gavin John Herrmann
CE BCA220 - active, ICAP Securities Hong Kong Limited
Vanessa Ko
CE BIQ200 - active, ICAP Securities Hong Kong Limited
Jin Kyung Lee
CE AYH827 - active, ICAP Securities Hong Kong Limited
Dimitri Philippides
CE AUD986 - active, Tullett Prebon (Hong Kong) Limited
Dylan Joseph Nathanael Bokobza
CE BOU052 - active, ICAP Securities Hong Kong Limited
Jennifer Chen
CE BGL046 - active, ICAP Securities Hong Kong Limited
Yan Kit Ken Cheung
CE BKK360 - active, ICAP Securities Hong Kong Limited
Amaury Olivier Du Puch
CE ATO540 - active, ICAP Securities Hong Kong Limited
Yanyi Fu
CE BXN544 - active, ICAP Securities Hong Kong Limited
Ho Ching Daniel Ho
CE BUW169 - active, ICAP Securities Hong Kong Limited
Brandt van Aardt Human
CE BOF850 - active, ICAP Securities Hong Kong Limited
Kwan Yee Stephanie Lai
CE BPD917 - active, ICAP Securities Hong Kong Limited
Ho Man Law
CE BUZ231 - active, ICAP Securities Hong Kong Limited
Thomas James Morrison
CE AZT479 - active, ICAP Securities Hong Kong Limited
Alwin Orr
CE AWT300 - active, ICAP Securities Hong Kong Limited
Nikesh Yogesh Parekh
CE BOH835 - active, ICAP Securities Hong Kong Limited
Scott Reinhard Hendrik Reinert
CE AYW667 - active, Tullett Prebon (Hong Kong) Limited
Kristan Schulz
CE BOG774 - active, ICAP Securities Hong Kong Limited
Shi Sheng
CE BVX079 - active, ICAP Securities Hong Kong Limited
Chung Kwan Tsui
CE BHL060 - active, ICAP Securities Hong Kong Limited
Hiu Chuen Jeffrey Yu
CE BPR868 - active, ICAP Securities Hong Kong Limited
Yucong Huang
CE BUO704 - active, ICBC Asset Management (Global) Company Limited
Henry Wai Ki Kwok
CE AGJ901 - active, ICBC Asset Management (Global) Company Limited
Bing Li
CE BMW896 - active, ICBC Asset Management (Global) Company Limited
Ziyang Wang
CE AXS583 - active, ICBC Asset Management (Global) Company Limited
Jinyou Yu
CE BUG544 - active, ICBC Asset Management (Global) Company Limited
Ying Zha
CE BVZ425 - active, ICBC Asset Management (Global) Company Limited
Xueshan Chang
CE AQU414 - active, ICBC Asset Management (Global) Company Limited
Ka Ho Cheng
CE AQM088 - active, ICBC Asset Management (Global) Company Limited
Yu (SFC:BWU728) Guo
CE BWU728 - active, ICBC Asset Management (Global) Company Limited
Kai Cheung Hsiao
CE BNJ278 - active, ICBC Asset Management (Global) Company Limited
Chaoyi Jiang
CE BWT372 - active, ICBC Asset Management (Global) Company Limited
Chenghua Jin
CE BDQ952 - active, ICBC Asset Management (Global) Company Limited
Wenwen Li
CE BLA027 - active, ICBC Asset Management (Global) Company Limited
Yao Ma
CE BHT777 - active, ICBC Asset Management (Global) Company Limited
Tung Ng
CE AYE533 - active, ICBC Asset Management (Global) Company Limited
Danqi (SFC:BIG992) Wang
CE BIG992 - active, ICBC Asset Management (Global) Company Limited
Fan Wen
CE BIG672 - active, ICBC Asset Management (Global) Company Limited
Yishu Xie
CE BWV824 - active, ICBC Asset Management (Global) Company Limited
Jialin Xu
CE BTL986 - active, ICBC Asset Management (Global) Company Limited
Zhe Yi
CE BOI764 - active, ICBC Asset Management (Global) Company Limited
Wai Lok Yiu
CE BXM148 - active, ICBC Asset Management (Global) Company Limited
Chen (SFC:BJG454) Zhao
CE BJG454 - active, ICBC Asset Management (Global) Company Limited
Chenxin Zheng
CE BXI873 - active, ICBC Asset Management (Global) Company Limited
Wing Tai Chan
CE ALF002 - active, ICBC International Capital Limited
Xiangjun Guo
CE BVE647 - active, ICBC International Capital Limited
Siu Lik Lau
CE BDW301 - active, ICBC International Capital Limited
Danny Yiu Fai Lee
CE AGO243 - active, ICBC International Capital Limited
Jun (SFC:BOD394) Liu
CE BOD394 - active, ICBC International Capital Limited
Xujia Qin
CE BGQ055 - active, ICBC International Capital Limited
Jiliang Wang
CE AYR798 - active, ICBC International Capital Limited
Wenbin Wang
CE BEM691 - active, ICBC International Capital Limited
Vincent Wing Hoo Wong
CE AHE256 - active, ICBC International Capital Limited
Di (SFC:AWT094) Wu
CE AWT094 - active, ICBC International Capital Limited
Letty Lap Yee Wu
CE ANO984 - active, ICBC International Capital Limited
Yuqiang Xiao
CE BSM581 - active, ICBC International Capital Limited
Xiaohui Xu
CE BBT118 - ceased
Yuguo Yang
CE BTV639 - active, ICBC International Capital Limited
Jiming Zhu
CE AZR141 - active, ICBC International Capital Limited
Xuezhen Cai
CE BJT934 - active, ICBC International Capital Limited
Yiqi Cao
CE BSI519 - active, ICBC International Capital Limited
Lee Lee Chiu
CE BNW889 - active, ICBC International Capital Limited
Yatian Deng
CE BPR498 - active, ICBC International Capital Limited
Yuqun Deng
CE BGG959 - active, ICBC International Capital Limited
Qin Ding
CE BXH682 - active, ICBC International Capital Limited
Zhihang Dong
CE BVW373 - active, ICBC International Capital Limited
Xinyue Fan
CE BNV693 - active, ICBC International Capital Limited
Chenmeizi Feng
CE BRS796 - active, ICBC International Capital Limited
Yu (SFC:BSG080) Han
CE BSG080 - active, ICBC International Capital Limited
Yuming He
CE BXL832 - active, ICBC International Capital Limited
Xiangquan Hu
CE BMG564 - active, ICBC International Capital Limited
Gen Li
CE BOP352 - active, ICBC International Capital Limited
Xiaohan (SFC:BMI921) Li
CE BMI921 - active, ICBC International Capital Limited
Yixun Li
CE BGC436 - ceased
Yunlu Li
CE BNN133 - active, ICBC International Capital Limited
Yuen Ying Lin
CE BFX494 - active, ICBC International Capital Limited
Jiayang Liu
CE BVO703 - active, ICBC International Capital Limited
Yuzhen Liu
CE BVG797 - active, ICBC International Capital Limited
Shicong Luo
CE BRR373 - active, ICBC International Capital Limited
Yu Shang
CE BPD643 - active, ICBC International Capital Limited
Tong (SFC:BXP929) Shu
CE BXP929 - active, ICBC International Capital Limited
Lida Sun
CE BBS690 - ceased
Anqi (SFC:BHO181) Wang
CE BHO181 - active, ICBC International Capital Limited
Ao Wang
CE BGT419 - active, ICBC International Capital Limited
Lidong Wang
CE BNJ936 - active, ICBC International Capital Limited
Yongyan Wang
CE BLI752 - active, ICBC International Capital Limited
Yue (SFC:BEO127) Wang
CE BEO127 - active, ICBC International Capital Limited
Meng (SFC:BSH468) Wei
CE BSH468 - active, ICBC International Capital Limited
Yong Xie
CE BVA953 - active, ICBC International Capital Limited
Chen (SFC:BOT360) Yang
CE BOT360 - active, ICBC International Capital Limited
Hong Yuan
CE BHU231 - active, ICBC International Capital Limited
Lu (SFC:BNY936) Zhang
CE BNY936 - active, ICBC International Capital Limited
Xiaowen Zhang
CE BPS936 - active, ICBC International Capital Limited
Yiqing Zhao
CE ARR939 - active, ICBC International Capital Limited
Yunhan Zhao
CE BNX276 - ceased
Yanzi Chen
CE BUY521 - active, ICBC International Fund Management Limited
Kun (SFC:BKB457) Hu
CE BKB457 - active, ICBC International Fund Management Limited
Stanley Ka Lok Kwok
CE ARL159 - active, ICBC International Fund Management Limited
Dawei Liu
CE BKO397 - active, ICBC International Fund Management Limited
Meng Qu
CE BKD944 - active, ICBC International Fund Management Limited
James Kin Kong Sun
CE AFT382 - active, ICBC International Fund Management Limited
Feifei (SFC:BKE569) Xiao
CE BKE569 - active, ICBC International Fund Management Limited
Tianjiao Yao
CE ARF350 - active, ICBC International Fund Management Limited
Tian (SFC:BNO780) Zhang
CE BNO780 - ceased
Jason Xiaoyu Zhou
CE BJK785 - active, ICBC International Fund Management Limited
Xinwen Chang
CE BMJ975 - active, ICBC International Fund Management Limited
Siyuan (SFC:BUX144) Chen
CE BUX144 - active, ICBC International Fund Management Limited
Xiaoting Chen
CE BMR901 - active, ICBC International Fund Management Limited
Yan (SFC:BTV820) Chen
CE BTV820 - active, ICBC International Fund Management Limited
Jie Deng
CE BMG560 - active, ICBC International Fund Management Limited
Yanzhi (SFC:BRP340) Ding
CE BRP340 - active, ICBC International Fund Management Limited
Yilan Ding
CE BRQ996 - active, ICBC International Fund Management Limited
Zeyu Fu
CE BSX980 - active, ICBC International Fund Management Limited
Shujin Gong
CE BVV007 - active, ICBC International Fund Management Limited
Tianyi Han
CE BQH352 - active, ICBC International Fund Management Limited
Wenyan He
CE BSZ490 - active, ICBC International Fund Management Limited
Haixin Huang
CE BRK541 - active, ICBC International Fund Management Limited
Yihan Huang
CE BTM366 - active, ICBC International Fund Management Limited
Lijun Li
CE BWS585 - active, ICBC International Fund Management Limited
Siqi (SFC:BRF768) Li
CE BRF768 - active, ICBC International Fund Management Limited
Yi (SFC:AVE820) Lu
CE AVE820 - active, ICBC International Fund Management Limited
Hui Man April Pang
CE BPE281 - active, ICBC International Fund Management Limited
Hu Wang
CE BSG833 - active, ICBC International Fund Management Limited
Yuxuan Wang
CE BXI427 - ceased
Zhaoyu (SFC:BSE604) Wang
CE BSE604 - active, ICBC International Fund Management Limited
Tung Chie Wong
CE AEN615 - active, ICBC International Fund Management Limited
Qing Xian
CE BAL746 - active, ICBC International Fund Management Limited
Zuhui Yan
CE BXI979 - active, ICBC International Fund Management Limited
Ying Yu
CE BMR095 - active, ICBC International Fund Management Limited
Xinzhong Zhang
CE BSO707 - active, ICBC International Fund Management Limited
Jifei Zhao
CE BGM428 - active, ICBC International Fund Management Limited
Sen Zhou
CE BNQ630 - active, ICBC International Fund Management Limited
Yan Zhu
CE AXY865 - active, ICBC International Fund Management Limited
Yifan (SFC:BCA260) Zhu
CE BCA260 - active, ICBC International Fund Management Limited
Yueming Zhu
CE BRG714 - active, ICBC International Fund Management Limited
Che Yeung Ko
CE ADV077 - active, ICBC International Futures Limited
Xiaoxiao (SFC:AYP082) Li
CE AYP082 - active, ICBC International Futures Limited
Zhenyu (SFC:AKN225) Li
CE AKN225 - active, ICBC International Securities Limited
Kai Fung Shum
CE APV084 - active, ICBC International Securities Limited
Carter Richard Ting
CE ADK867 - active, ICBC International Futures Limited
Yuan Xiao
CE AZB291 - active, ICBC International Futures Limited
Ran An
CE AOR599 - active, ICBC International Futures Limited
Siqi (SFC:BTV479) Cai
CE BTV479 - active, ICBC International Securities Limited
Lingjie Cao
CE BDW234 - active, ICBC International Securities Limited
Ronald Long Ho Chan
CE BGR509 - active, ICBC International Securities Limited
Mingpu Chen
CE BIC105 - active, ICBC International Securities Limited
Ngai Tat Cheung
CE BBH785 - active, ICBC International Securities Limited
Jiahui Chi
CE BUC760 - active, ICBC International Securities Limited
Wan Chi Chu
CE BDQ950 - active, ICBC International Futures Limited
Fangdi Guo
CE BUD114 - active, ICBC International Securities Limited
Xiaoxin He
CE BEO326 - active, ICBC International Securities Limited
Chiu Kin Lam
CE AOB019 - active, ICBC International Securities Limited
Chung Wing Leung
CE BNC659 - active, ICBC International Securities Limited
Xiao (SFC:BNR010) Li
CE BNR010 - active, ICBC International Securities Limited
Bingyu Meng
CE AWS029 - active, ICBC International Securities Limited
Ka Yee Ng
CE BUO461 - active, ICBC International Securities Limited
Man Cheong Pang
CE AYS458 - active, ICBC International Securities Limited
Meng Qin
CE BOP524 - active, ICBC International Futures Limited
Yanbo Qu
CE BVI767 - active, ICBC International Securities Limited
Zeyu Ren
CE BUF827 - active, CCB International Securities Limited
Jeffrey Wei Sing Tan
CE AGN701 - ceased
Dennis Tim Hoi Tan
CE AIR786 - active, ICBC International Securities Limited
Ka Ho Tsang
CE BGB435 - active, ICBC International Securities Limited
Weiyang Wang
CE BJI018 - active, ICBC International Securities Limited
Yiqi (SFC:BTE507) Wang
CE BTE507 - active, ICBC International Securities Limited
Zong Wang
CE BHV540 - active, ICBC International Securities Limited
Wai Yin (SFC:BDT382) Wong
CE BDT382 - active, ICBC International Securities Limited
Musha Xie
CE BNU359 - active, ICBC International Securities Limited
Zhihao Xie
CE BCT158 - active, ICBC International Securities Limited
Tak Chi Yau
CE AUP712 - active, ICBC International Securities Limited
Mei Na Yip
CE BAZ555 - active, ICBC International Securities Limited
Venz Wing Sze Yip
CE AWD043 - active, ICBC International Securities Limited
Lingzhu Yu Steiner
CE AZK192 - active, ICBC International Securities Limited
Yang (SFC:BVH400) Yu
CE BVH400 - active, ICBC International Securities Limited
Yi (SFC:BRK378) Zhong
CE BRK378 - active, ICBC International Securities Limited
Shi Cheng
CE BGC800 - active, ICBC International Securities Limited
Kai Ho Lee
CE AVM533 - active, ICBC International Securities Limited
Xingwen Li
CE BBW044 - active, ICBC International Securities Limited
Chun Sing To
CE AVI582 - active, ICBC International Securities Limited
Dongchen Zhao
CE BHL500 - active, ICBC International Securities Limited
Yi (SFC:APG474) Chan
CE APG474 - active, ICBC International Securities Limited
Liran Feng
CE BJR455 - active, ICBC International Securities Limited
Lin Fu
CE BCV489 - active, ICBC International Securities Limited
Yue (SFC:BHU456) Li
CE BHU456 - active, ICBC International Securities Limited
Ha Leung Man
CE ABP784 - active, ICBC International Securities Limited
Jincong Mei
CE BWR172 - active, ICBC International Securities Limited
Cheuk Hei Ng
CE BXN141 - active, ICBC International Securities Limited
Yuanduo Qiu
CE BXM922 - active, ICBC International Securities Limited
Zhiyong Song
CE BVU669 - active, ICBC International Securities Limited
Xijin Tao
CE BKS276 - active, ICBC International Securities Limited
Luming Wang
CE BOC117 - active, ICBC International Securities Limited
Kaiyi Wu
CE BOP351 - active, ICBC International Securities Limited
Yue Teng Zi Wu
CE BRR681 - active, ICBC International Securities Limited
Jie (SFC:BRN956) Xu
CE BRN956 - active, ICBC International Securities Limited
Shanshan Yan
CE BJC394 - active, ICBC International Securities Limited
Xueyu Yin
CE BVB708 - active, ICBC International Securities Limited
Xiaoyu Yu
CE APC634 - active, ICBC International Securities Limited
Haoyuan Zhang
CE BEW118 - active, ICBC International Securities Limited
Senyan Zhang
CE AWK695 - active, ICBC International Securities Limited
Zeping Zhao
CE BNM248 - active, ICBC International Securities Limited
Ye Zhou
CE BUC577 - active, ICBC International Securities Limited
Shuai Zhu
CE BOG690 - active, ICBC International Securities Limited
Yu (SFC:BWV865) Cheng
CE BWV865 - active, ICBC UBS Asset Management (International) Company Limited
Dan (SFC:BJJ371) Li
CE BJJ371 - active, ICBC UBS Asset Management (International) Company Limited
Chunsheng Zhang
CE BRV586 - ceased
Dong (SFC:BSI227) Zhang
CE BSI227 - active, ICBC UBS Asset Management (International) Company Limited