Cindy Yeuk Wing Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Yeuk Wing Wong (王若頴), a licensed Responsible Officer with CE reference AMU318. Currently licensed at 1 firm(s): Glory Profit Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-16 | present |
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 4 - Advising on securities | 2019-12-16 | present |
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 9 - Asset management | 2019-12-16 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-23 | 2019-03-31 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 4 - Advising on securities | 2017-01-23 | 2019-03-31 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 9 - Asset management | 2017-01-23 | 2019-03-31 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-26 | 2015-05-11 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-26 | 2015-05-11 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2013-09-26 | 2015-05-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-18 | 2013-08-22 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2011-03-18 | 2013-08-22 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-19 | 2013-08-22 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-21 | 2009-05-26 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-07 | 2008-06-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-07 | 2008-06-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-12-07 | 2008-06-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cindy Yeuk Wing Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.