Ken Hon Ho
何競康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Hon Ho (何競康), a licensed Responsible Officer with CE reference AFR777. Currently licensed at 1 firm(s): Global Mastermind Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.4 years of SFC licence history. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Mastermind Securities Limited 環球大通證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-25 | present |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
RO | Type 4 - Advising on securities | 2017-07-25 | present |
| Global Mastermind Asset Management Limited 環球大通資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-02-07 | 2020-10-14 |
| GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-04-01 | 2020-10-14 |
| GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-26 | 2019-04-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-09-23 | 2017-06-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-07 | 2017-06-09 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-07 | 2017-06-09 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-23 | 2008-07-17 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-07-23 | 2008-07-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-01-28 | 2007-07-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-07-03 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-07-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ken Hon Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.